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Advisortech Insider: Daily Insights for Modern Financial Advisors

Author

Joe Moss
March 13, 2024

The last thing you want to have to think about as an advisor is whether or not your archiving technology is working properly to help keep your firm compliant. Hold on…stay with me here. Before you nod off at the mention of compliance, let me tell you that I’m about to tell you about a solution that will change how you think about compliance.

Presults is an archiving solution built for the modern advisor. Unlike archaic, expensive, and generic compliance solutions, like Global Relay and Smarsh, Presult’s technology is purpose-built for financial advisory firms, providing you with the most bang for your buck. Presults directly integrates with the tools that RIAs use on a daily basis to bring efficiency and accuracy to compliance. This means that all of your digital communication, such as email threads, social media posts, and even text messages seamlessly get captured and stored in accordance with SEC and other industry regulations.

Presults also removes the stress of not knowing if everyone at your firm is communicating compliantly. Utilizing AI, Presults proactively scans emails for non-compliant keywords and terms, to ensure non-compliant emails get stopped before they get sent out to clients.

Here are some of the features that I love most about Presults:

  • Advanced automation reduces email review time by 90%

  • Intuitive and user-friendly platform for effortless navigation

  • Proactive email communication monitoring to maintain compliance

  • Seamless integration across various digital platforms used by RIAs

  • Continuous innovation to ensure ongoing compliance with evolving regulations

It’s not just me who’s a fan. Here’s what Jacqueline Benjamin Hatherley thinks about Presults:

Bonus! As a ProAdvisorSuite member, you can receive a 10% discount on an annual Presults subscription.

Getting started is simple and you can book a call to learn more.

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